Upcoming internal audits for the coming fiscal year

Title of internal audit Internal audit subject Status Expected completion date
Insurance Supervision Sector: Property and Casualty Group – Securities Administration Unit Assurance and Risk Assessment 2017-2018
Planned
Q4 2017/18
Supervision Sector: Supervision Support Group – Corporate Governance Supervisory Support 2017-2018
Planned
Q4 2017/18
Corporate Services Sector: Enterprise Risk Management Planning and Risk Management 2017-2018
Planned
Q4 2017/18
Corporate Services Sector: Information Management / Information Technology Security Information Management 2017-2018
Planned
Q4 2017/18
Corporate Services Sector: Internal Controls over Financial Reporting (ICFR) Internal Control 2017-2018
Planned
Q4 2017/18

Audits identified as “planned” may be subject to change due to shifting of priorities based on the annual evaluation of risk elements.The Internal Audit Plan is recommended for approval one year at a time by the Audit Committee and approved by the Superintendent. The 2016-17 to 2018-19 Internal Audit Plan was approved in Q4 of 2015-16.