Regulatory Compliance Management

OSFI is issuing the final version of revised Guideline E-13 (re-named Regulatory Compliance Management) to reflect current industry best practices. The draft Guideline is intended to revise and replace the 2003 Guideline E-13 - Legislative Compliance Management (LCM) to better align it with more recently updated OSFI Guidelines and to complement OSFI’s Supervisory Framework and Assessment Criteria