Change Control Log (U3)

Information
Type of document
Change control log
Industry
Deposit-taking institutions
Return
Pledging and Repos (U3)
Last updated
August 2013
Accompanying documents

AMENDMENT CONTROL LOG

Amendment Number Effective Reporting Date Page Number Description
1 Q1 2000 1 Add:
  • Section 600 of the Bank Act (applies to Foreign Bank Branches)

Change:

  • Section 523 of the Bank Act is now Section 628
4, 6 Change:
  • Note on which institution must complete Section II
6 Change:
  • Discussions with the CBA on the implementation of Phase III to take place during 2000. The proposed implementation date should be either October 31 or December 31, 2000
2 Q1 2003 4 Delete:
  • Reference to new report
  • Reference to Phase I
6 Delete:
  • Reference to Phase II and Phase III
3 Q1 2004 1, 2, 4 Change:
  • Title to Pledging and REPOS Report
2 Change:
  • Section I to Pledging and Repurchase Agreements
  • Move Repurchase Agreements below Total and renumber lines

Delete:

  • Maximum Outstanding During the Period’ columns
4 Change:
  • Section I to Pledging and Repurchase Agreements
  • Third column to second.

Delete:

  • Delete sentence regarding Maximum amounts pledged.
5 Change:
  • Renumber lines 9-11.

Add:

  • Total line and description
4 Q1 2008 4 Change:
  • On-balance sheet to recognized
5 Q1 2009 2, 3 Delete:
  • The return template copy has been deleted from these instructions and has been posted as a separate item on OSFI’s website
2 Change:
  • Instructions for Section II under General Instructions changed
6 Q1 2012 3 Add:
  • 10. In respect of Securitizations
  • 11. In respect of Covered Bonds
4 Add:
  • 4. Other Assets
7 Q1 2013 2 Delete:
  • One sentence under General Instructions
Date modified: