2016-01 |
Promotion of a “Comprehensive Credit Insurance” Policy by a Bank | 416 and 549 | 416 | 489 and 607 | 381 |
2015-01 |
Demutualization – Property and casualty companies – Eligible policyholders | N/A | N/A | 236.1, 237 | N/A |
2011-02 |
Business in Canada – Credit card activities | 510(1) | N/A | N/A | N/A |
2011-01 |
"Near" Foreign Banks – Securities dealer undertakings | Part XII | N/A | N/A | N/A |
2008-05 |
Alternate Name - Use of a trade name | 40, 42, 255, 530, 693, 696, 832 | 41, 44, 260 | 42, 44, 278, 730, 733, 880 | 35, 38, 250 |
2008-04 |
Foreign banks - Investments - Financial services entity | 507(1) | | | |
2008-03 |
Control in Fact – Major shareholder and service provider | 3(1)(d) | 3(1)(d) | 3(1)(d) | 3(1)(e) |
2008-02 |
Classes of Insurance – Reverse mortgage loan insurance | | | Schedule - Classes of Insurance | |
2008-01 |
Business in Canada – Referral arrangement | 510(1) | | | |
2007-03 |
Insurance in Canada of Risks – Financial Guarantee Insurance and Residual Value Insurance | N/A | N/A | 573(1) and (2) | N/A |
2007-02 |
Control in Fact – Trustee or manager | 3(1)(d) | 3(1)(d) | 3(1)(d) | 3(1)(e) |
2007-01 |
Business in Canada – Access to the Canadian capital market | 510(1)(a) and (b) and 510(2) and (3) | N/A | N/A | N/A |
2005-03-R1 |
Insurance in Canada of Risks – Group Policy | N/A | N/A | 573(1), 573(2) | N/A |
2005-02 |
Classes of Insurance - Aquaculture insurance | N/A | N/A | Schedule - Classes of Insurance | N/A |
2005-01 |
Capital Structure – Conversion of subordinated debt | 65, 69, 78, 80 | 68, 71, 81, 83 | 69, 72, 82, 84 | 74, 76, 85, 87 |
2004-08 |
Sanctions - Unauthorized use of the word "bank" | 983(2), 983(4) to (6.1) and (10) to (12) | N/A | N/A | N/A |
2004-07 |
Foreign Bank Representative Offices - Asset management services | 522(a), Section 6 of the Foreign Bank Representative Offices Regulations | N/A | N/A | N/A |
2004-06 |
Foreign Bank - Business in Canada - Realization of security interests | 510(1), 510(2) | N/A | N/A | N/A |
2004-05 |
Physically settled commodity trading | 409(1),
409(2), 410(2),
538(1),
538(2),
539(2) | 409(1), 410(2) | 440(1), 441(3) | 375(1), 376(3) |
2004-04 |
Foreign Banks - Business in Canada - Financing Program | 510(1);
510(2) | N/A | N/A | N/A |
2004-03 |
Foreign Banks - Business in Canada - Mortgage loan administration services | 510(1);
510(3) | N/A | N/A | N/A |
2004-01 |
Business and Powers - Experience Refund Programs | N/A | N/A | 573(2) | N/A |
2003-06 |
Foreign Banks – Foreign remittance activities through representative offices | 522(a) | N/A | N/A | N/A |
2003-05 |
Foreign Banks – Small denomination notes | 545(1),
545(3) | N/A | N/A | N/A |
2003-04 |
Classes of Insurance – Property Valuation Indemnity Insurance | N/A | N/A | Schedule - Classes of Insurance | N/A |
2003-02-R1 |
Voluntary Liquidation – Outstanding deposit liabilities | 364, 366 | 369, 371 | 402, 404 | 348, 350 |
2003-01 |
Business and Powers - Acting as a service provider | 15, 409 | 14, 409 | 15, 440 | 16, 375 |
2002-01 |
Business and Powers - Acting as trustee for a trust | 412, 544 | 412 | 466 | 378 |
2001-03 |
Self-dealing - Deeming a party to be a related party | 486 | 474 | 518 | 410 |
2001-02 |
Capital Structure - Holding of shares in the FRFI or its controlling body corporate | 70 | 73 | 74 | 78 |
2001-01 |
Capital Structure -Conversion of shares | 65, 69, 77 | 68, 71, 80 | 69, 72, 81 | 74, 76, 84 |