A No. |
Type of Transaction |
BA sections |
TLCA sections |
ICA sections |
CCAA sections |
1 |
Amending an Order to Commence and Carry on Business to Add or Delete a Class of Insurance (Canadian Company) |
|
|
59 |
|
2 |
Amending an Order to Insure in Canada Risks to Add or Delete a Class of Insurance (Foreign Company) |
|
|
586 |
|
3 |
Transaction Instructions – Part XII: Approval to have a financial establishment in Canada |
522.21(1) |
|
|
522.21(1) |
4 |
Establishment of Branch by Foreign Insurer Order to Insure in Canada Risks |
|
|
574 |
|
5 |
Change of Name - Letters Patent |
216 |
221 |
225 |
220 |
6 |
Change of Name - Foreign Entity |
528 |
|
576 |
|
7.1 |
Part XII: Acquisition of control of a provincially regulated financial institution or other financial intermediary |
522.22(1)(a)(b) |
|
|
|
7.2 |
Part XII: Acquisition of control of, or a substantial investment in, a non-financial services entity |
522.22(1)(c)(d)(d.1)(e) |
|
|
|
7.3 |
Part XII: Establishment of a branch of a cooperative credit society, securities dealer or investment counselling and portfolio management service provider |
522.22(1)(f) |
|
|
|
7.4 |
Part XII: Acquisition of control of, or a substantial investment in, a limited commercial entity |
522.22(1)(g) |
|
|
|
7.5 |
Part XII: Establishment of a limited commercial branch |
522.22(1)(h) |
|
|
|
7.6 |
Part XII: Establishment, maintenance or acquisition for use in Canada of automated banking machines |
522.22(1)(i) |
|
|
|
8 |
Substantial Investment Requiring Minister’s Approval |
|
453(5) |
|
390(5) |
9 |
Termination of Insurance Business in Canada of Foreign Insurance Companies |
|
|
|
|
9.1 |
Termination of Business in Canada of an Authorized Foreign Bank |
599 |
|
|
|
10 |
Sale of all or Substantially all Assets by Deposit-taking Institutions |
236 |
241 |
|
233.5 |
10.1 |
Reinsurance on an assumption basis ("Assumption Reinsurance") |
|
|
254 587.1
|
|
11 |
Voluntary Liquidation and Dissolution |
|
347 to 351 |
- 380 to 384
- 570.04 to 570.08
- 920 to 924
|
326 to 330 |
12 |
Amalgamations |
|
|
|
|
13 |
Continuation of a Body Corporate |
35 |
33 |
34 |
31.3 |
14 |
Discontinuance – Continuance under the Canada Business Corporations Act or the Canada Not-for-Profit Corporations Act |
39.1 to 39.2 |
38 |
|
32 |
15 |
Extension of Divestiture Period for Control or Holding a Substantial Investment by a Foreign Bank or Entity Associated With a Foreign Bank Obtained as a Result of Realization of a Security Interest or a Loan Default |
|
|
|
|
16 |
Extension of Divestiture Period for Control or Holding of a Substantial Investment Obtained as a Result of a Loan Default - Minister's Approval |
|
457(7) |
|
394(7) |
17 |
Extension of Divestiture Period for Control or the Holding of a Substantial Investment Obtained Through the Realization of a Security Interest - Minister's Approval |
|
458(5) |
|
395(4) |
18 |
Extension of Holding Period of Temporary Investments - Minister's Approval |
|
456(4) |
|
393(4) |
19 |
Extension of the Holding Period of a Temporary Investment of a Foreign Bank or an Entity Associated with a Foreign Bank |
- 522.14(2)
- 522.14(3)
- 522.14(4)(a)
|
|
|
|
20 |
Name Reservation |
|
45 |
|
39 |
21 |
Use of Substantially the Same Name as that of an Affiliate |
As a result of amendments to the FRFI legislation that came into force in 2007, this document is no longer relevant and has therefore been removed from OSFI’s website. |
|
|
|
22 |
Giving up control in fact of an entity while maintaining another type of control |
|
453(9) |
|
390(9) |
23 |
Acquisition of a Significant Interest and/or Acquisition of Legal Control of a FRE |
- 373(1)
- 377.1(1)
- 395
- 875(1)
- 883(1)
- 905
|
|
- 407(1)
- 407.1(1)
- 419
- 927(1)
- 932(1)
- 946
|
|