Guidance library

As the regulator for federally regulated financial institutions and private pension plans, we set expectations for operating within the Canadian financial industry. 

For guidance on private pension plans, please see Administering pension plans.

How to use this list

You can search by using one or more of the filters. The more filters you use, the narrower your search.

The “keywords” filter will search page titles and content. For example, you can search by the guideline number (such as B-10).

Date Title Sector Publication type Category
Leverage Requirements Guideline – Guideline impact analysis statement (2023)
  • Banks
  • Trust and Loan Companies
Guideline impact analysis statement Capital Adequacy Requirements
LICAT, MCT and MICAT review for IFRS 17
  • Life Insurance and Fraternal Companies
  • Property and Casualty Companies
Letter
LICAT Public Disclosure Requirements – Guideline impact analysis statement (2019)
  • Life Insurance and Fraternal Companies
Guideline impact analysis statement Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (LICAT) Advisory
  • Life Insurance and Fraternal Companies
Letter
Life Insurance Capital Adequacy Test (LICAT) Public Disclosures Requirements – Letter (2018)
  • Life Insurance and Fraternal Companies
Letter
Life Insurance Capital Adequacy Test Public Disclosure Requirements
  • Life Insurance and Fraternal Companies
Guideline Accounting and Disclosure
Life Insurance Capital Adequacy Test (2023) - Chapter 10 Credit for Reinsurance
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 1 Overview and General Requirements
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 11 Aggregation and Diversification of Risks
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 12 Life Insurers Operating in Canada on a Branch Basis
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 2 Available Capital
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 3 Credit Risk – On-Balance Sheet Items
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 4 Credit Risk - Off-Balance Sheet Activities
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 5 Market Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 6 Insurance Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 7 Segregated Fund Guarantee Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 8 Operational Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2023) - Chapter 9 Participating and Adjustable Products
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test - Guideline (2023)
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (LICAT) 2024 - Letter (2023)
  • Life Insurance and Fraternal Companies
Letter
Life Insurance Capital Adequacy Test 2023 – Adjustments and clarifications
  • Life Insurance and Fraternal Companies
Adjustments and clarifications Capital Adequacy Requirements
Life Insurance Capital Adequacy Test - Guideline (2024)
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 1 Overview and General Requirements
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 2 Available Capital
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 3 Credit Risk – On-Balance Sheet Items
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 4 Credit Risk – Off-Balance Sheet Activities
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 5 Market Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 6 Insurance Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 7 Segregated Fund Guarantee Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 8 Operational Risk
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 9 Participating and Adjustable Products
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 10 Credit for Reinsurance
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 11 Aggregation and Diversification of Risks
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test (2024) – Chapter 12 Life Insurers Operating in Canada on a Branch Basis
  • Life Insurance and Fraternal Companies
Guideline Capital Adequacy Requirements
Life Insurance Capital Adequacy Test 2024 – Adjustments and clarifications
  • Life Insurance and Fraternal Companies
Adjustments and clarifications Capital Adequacy Requirements
Life Supplementary Quarterly Return - Letter (2022)
  • Life Insurance and Fraternal Companies
Letter
Liquidity Adequacy Requirements (LAR) (2023) Chapter 1 – Overview
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) (2023) Chapter 7 – Intraday Liquidity Monitoring Tools
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) (2023) Chapter 2 – Liquidity Coverage Ratio
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) (2023) Chapter 3 – Net Stable Funding Ratio
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) (2023) Chapter 4 – Net Cumulative Cash Flow
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) (2023) Chapter 5 – Operating Cash Flow Statement
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) (2023) Chapter 6 – Liquidity Monitoring Tools
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) Guideline – Guideline impact analysis statement (2019)
  • Banks
  • Trust and Loan Companies
Guideline impact analysis statement Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) Guideline – Guideline impact analysis statement (2022) Guideline impact analysis statement Capital Adequacy Requirements
Liquidity Adequacy Requirements (LAR) - Guideline (2023)
  • Banks
  • Trust and Loan Companies
Guideline Capital Adequacy Requirements
Liquidity Principles – Guideline (2020)
  • Banks
  • Trust and Loan Companies
Guideline Prudential Limits and Restrictions
Liquidity Principles Guideline (B-6) - Guideline impact analysis statement (2019)
  • Banks
  • Trust and Loan Companies
Guideline impact analysis statement Prudential Limits and Restrictions
Margin Requirements for Non-Centrally Cleared Derivatives – Letter (2020)
  • Banks
  • Foreign Bank Branches
  • Life Insurance and Fraternal Companies
  • Property and Casualty Companies
  • Trust and Loan Companies
Letter Sound Business and Financial Practices
Margin Requirements for Non-Centrally Cleared Derivatives – Guideline (2020)
  • Banks
  • Foreign Bank Branches
  • Life Insurance and Fraternal Companies
  • Property and Casualty Companies
  • Trust and Loan Companies
Guideline Sound Business and Financial Practices