Reports and publications

Reports on our plans and priorities: 

  • provide insight into our operations
  • offer guidance to the institutions we regulate
  • ensure we remain transparent and accountable to the public and our partners
Date Title Publication type
Internal audit key compliance attributes as of December 1, 2023 Audit
Audit of Private Pension Plans Audit
Audit of Supervisory Processes – Internationally Active Insurance Groups, Canada Mortgage and Housing Corporation Audit
Audit of Human Capital Management Audit
Audit of Supervisory Processes – Systemically Important Banks Group Audit
Audit of Procurement and Contracting Audit
Audit of Employee Expense Reimbursement and Acquisition Card Management Audit
Internal Controls over Financial Reporting Audit
Capital Division Guidance / Rule-Making Audit
Business Continuity Planning Audit
Procurement & Contracting Audit
Internal Audit Report on Insurance Supervision Sector – Securities Administration Unit Audit
Internal Audit Report on Risk Support Sector – Corporate Governance Division Audit
Internal Audit Report on Supervision of Life Insurance Non-Conglomerate Institutions Audit
Internal Audit Report on Regulation Sector - Approvals and Precedents Group Audit
Internal Audit Report on Facilities and Administrative Services Audit
Internal Audit Report on Supervision Support Group - Operational Risk Division Audit
Internal Audit Report on Insurance Supervision Sector - Mortgage Insurance Group Audit
Audit of Employee Expense Reimbursement and Acquisition Card Management - Management Action Plan Audit
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