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OSFI Opening Statement – June 22, 2022 DSB Announcement
… vigilance and heightened prudence in their capital management practices with a view to preserving capital. …
Use of the Standardized Approach for Operational Risk Capital by Category I SMSBs
… used in the SA. The draft Operational Risk Capital Data Management Expectations and a related Assessment Tool issued … Risk Capital Data The draft Operational Risk Capital Data Management Expectations and a related Assessment Tool issued … to have an in-depth review of the quality of their data management processes related to operational risk capital data …
OSFI upholds current LAR guideline treatment for HISA ETFs
… an exchange-traded fund, have become popular among fund management companies, retail investors, and deposit-taking … of stakeholders, including retail investors, DTIs, and ETF management companies. OSFI acknowledges that product design … To maintain a framework that promotes sound risk management in line with its mandate, OSFI decided to maintain …
OSFI's response to the Liquidity Adequacy Requirements Guideline (2025) consultation feedback
… based on various institutions’ business models, liquidity management, and risk culture, management actions can be understood in different ways. … requested further clarification of the type of management actions expected in relation to the stress test …
Final Guideline B-2: Large Exposure Limits for D-SIBs
… (BCBS) published its standard on large exposure risk management: Supervisory Framework for Measuring and … incorporates the BCBS guidance to reflect current risk management sound practices and provides additional guidance …
OSFI’s Annual Risk Outlook – Fiscal Year 2025-2026
… weakness relative to expectations. To assess institutions’ management of the risks that underpin integrity and security, … the suitability and accountability of boards and senior management. We plan to consult on a draft Corporate … appropriate responses. We continue to assess credit risk management practices and loan loss provisioning as well as …
Large Exposure Limits - 1994
… in regards to operational, business, risk and crisis management policies. Limits on Large Exposures All companies … guideline B-1. Companies are also to have in place the management information and control systems necessary to give … defined by the company's or authorized foreign bank's management. Footnote 1 In addition, any market risks …
Retention/Destruction of Records
… Documents Premium Payments Policy Files Reinsurance and Management Treaties Role of Revenue Canada and Others … should be retained indefinitely. Reinsurance and management treaties Reinsurance and management treaties and contracts should be retained …
Stress Testing - Letter (2009)
… Stress testing should be embedded in enterprise wide risk management. A stress testing program as a whole should be … from the planning cycle reduces its effectiveness as a management tool. We clarified the requirement by eliminating …
Pooled Registered Pension Plan Annual Information Return, Auditor’s Report and the Pension Plan Annual Corporate Certification
… 025 – Total fees/expenses paid from plan (not included in Management Expense Ratio (MER)) Enter the total fees/expenses … 100%, in each of the following asset classes: Line 048: Cash and Equivalents Line 049: Canadian Bonds Line 050: … 100%, in each of the following asset classes: Line 061: Cash and Equivalents Line 062: Canadian Bonds Line 063: …
Technology and Cyber Security Incident Reporting
… include guidance on OSFI's expectations for an incident management framework. For the purpose of this Advisory, a … priority and severity levels within in their incident management framework. When in doubt about whether to report … affecting the FRFI; A FRFI's technology or cyber incident management team or protocols have been activated; An incident …
Large Exposure Limits
… self-assessment of risk. Recent reviews of credit risk management practices have shown that institutions are using … between borrowers; through ownership or common management, the entity controls, or is controlled by, another … in regards to operational, business, risk and crisis management policies. If you have any questions, please …
Change Control Log (M4)
… 1997 Add: Liabilities side: Memo item #3, "Electronic Cash Cards" 2 November 1998 Add: Asset side: Memo item #3, … (AUC), Assets under Administration (AUA) and Assets under Management (AUM) (3) Mortgages and loans payable (5) Deposits … other items in transit 16 January 2013 Delete: (c) Total Cash and Cash Equivalents and related instructions (c) Total …
2023 Life Insurance Capital Adequacy Test - Filing Instructions
… Repurchase Agreements / Securities Lending Grand Total Cash resources $75,000 blank blank $3,100 blank $78,100 … Page 50.300 – Market Risk: Real Estate Risk PV of Lease Cash Flows for Investment Real Estate should only include …
Stress Testing - Guideline impact analysis statement (2009)
… an integral component of the risk identification and risk management processes of financial institutions including the … the planning cycle would reduce its effectiveness as a management tool. As a result, we removed this requirement and … in Guideline E-18 into their risk identification and risk management processes. Guideline impact analysis statement …