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Securitization – Large Exposure Issues Pertaining to Liquidity Support Facilities
… exposure to that single counterparty. For internal risk management and approval purposes, general market disruption …
Substantial Investments - Appendix A.5
… investment diversification and professional investment management to the holders of their securities. In addition, … investment counselling services; providing portfolio management services; networking financial services; or acting … acting as real estate agent; specialized business management or advisory services, including acting as a …
Domestic Stability Buffer – Supporting the resilience of Canada’s banking system
… capital buffers to cover those losses and support the flow of bank lending to the economy. What is the domestic …
Applying for a Licence to be a Pooled Registered Pension Plan Administrator
… the corporation’s business plan, financial resources, risk management procedures, operational capability, and the … Such costs would generally include a fund’s investment management fee, its fund operating expenses, and any other … whether the proposed cost is net of taxes (investment management fees plus fund operating expenses and any other …
Key validation rules for the H4 regulatory return
… and Unencumbered Assets Available Unencumbered Assets = Cash (unencumbered) + Securities + Loans + Collateral In … – Collateral out + Adjustments Encumbered Assets = Cash (encumbered) + Cash Margin Given + Collateral In (non-rehypothecateable) + …
Directives of the Superintendent – FAQs
… plan text provides that the small benefit must be taken in cash (i.e. where this cash payment is not at the option of the member) A death …
OSFI’s Assistant Superintendent, Regulatory Response Sector, Tolga Yalkin delivered remarks addressing non-financial risks
… guideline on operational resilience and operational risk management. The simultaneous launch of these two guidelines … effectively addressing what we call the four Cs—capital, cash, credit, and contingency—is critical to prudent risk management for financial institutions. This said, we have for …
Substantial Investments - Appendix A.1
… investment diversification and professional investment management to the holders of their securities. In addition, … investment counselling services; providing portfolio management services; networking financial services; or acting … or dealing with real property; specialized business management or advisory services, including acting as a …
Substantial Investments - Appendix A.2
… investment diversification and professional investment management to the holders of their securities. In addition, … investment counselling services; providing portfolio management services; networking financial services; or acting … acting as real estate agent; specialized business management or advisory services, including acting as a …
Appointed Actuary: Legal Requirements, Qualifications and Peer Review – Guideline (2023)
… participating policyholders and a policy respecting the management of each of the participating accounts (165(2)(e)) … and OSFI's Guideline E-16 Participating account management and disclosure to participating and adjustable … in the work of the AA by the public, by insurance company management and directors, and by supervisory authorities. It …
Internal Model Oversight Framework - Guideline (2019)
… and recommendations and report any disagreements to senior management, including the model executive. The insurer should …
Remarks by Superintendent Peter Routledge at the Responsible Investment Association Virtual Conference, June 7, 2022
… who acted with urgency to advance sound climate risk management in the Canadian financial system. I hope they see … across nations to deliver more climate-related risk management commitments. This global coalition recognizes that … will have to adapt as global climate change risk management efforts change the relative values of what Canada …
Value-at-Risk (VaR) Models Validation and Approval of Model Modifications Capital Adequacy Requirements, Guideline A, Part II
… to the model modifications. Organizational Structure (Management Changes) Describe any organizational changes … by the bank when there is any material change in the management oversight/control environment of a model (separate …
Trading Income and Income from GoC Securities Trading (A3)
… strictly focused on GoC Bonds and Treasury Bills (T-Bills) cash transactions. Total Bank/Parent is intended as the … or gross trading income arising from Government of Canada cash transactions. The scope of this section is specifically focused on the cash trading activity of GoC securities generated at …
Unlocking Options
… from a locked-in account. The funds may be withdrawn as cash, or transferred to a tax-deferred savings vehicle such … are met, then a person's pension may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as … or mental condition, the funds may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as …