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Domestic Stability Buffer – Supporting the resilience of Canada’s banking system
… capital buffers to cover those losses and support the flow of bank lending to the economy. What is the domestic …
Appointed Actuary: Legal Requirements, Qualifications and Peer Review – Guideline (2023)
… participating policyholders and a policy respecting the management of each of the participating accounts (165(2)(e)) … and OSFI's Guideline E-16 Participating account management and disclosure to participating and adjustable … in the work of the AA by the public, by insurance company management and directors, and by supervisory authorities. It …
Internal Model Oversight Framework - Guideline (2019)
… and recommendations and report any disagreements to senior management, including the model executive. The insurer should …
Applying for a Licence to be a Pooled Registered Pension Plan Administrator
… the corporation’s business plan, financial resources, risk management procedures, operational capability, and the … Such costs would generally include a fund’s investment management fee, its fund operating expenses, and any other … whether the proposed cost is net of taxes (investment management fees plus fund operating expenses and any other …
OSFI’s Assistant Superintendent, Regulatory Response Sector, Tolga Yalkin delivered remarks addressing non-financial risks
… guideline on operational resilience and operational risk management. The simultaneous launch of these two guidelines … effectively addressing what we call the four Cs—capital, cash, credit, and contingency—is critical to prudent risk management for financial institutions. This said, we have for …
Directives of the Superintendent – FAQs
… plan text provides that the small benefit must be taken in cash (i.e. where this cash payment is not at the option of the member) A death …
Remarks by Superintendent Peter Routledge at the Responsible Investment Association Virtual Conference, June 7, 2022
… who acted with urgency to advance sound climate risk management in the Canadian financial system. I hope they see … across nations to deliver more climate-related risk management commitments. This global coalition recognizes that … will have to adapt as global climate change risk management efforts change the relative values of what Canada …
Key validation rules for the H4 regulatory return
… and Unencumbered Assets Available Unencumbered Assets = Cash (unencumbered) + Securities + Loans + Collateral In … – Collateral out + Adjustments Encumbered Assets = Cash (encumbered) + Cash Margin Given + Collateral In (non-rehypothecateable) + …
2022-23 Departmental Plan
… from identifiable sources. Climate change will alter the cash flows generated by some capital assets and occasionally … the Canadian financial system; Expand and fortify our risk management capabilities and risk appetite to support strategic and operational management; and Embed our corporate values to enhance our …
Legislative Framework for Foreign Banks
… FB parent to assist the FB in the provision of portfolio management services to its investment fund customers, is not … society or investment counselling services and portfolio management branch – 522.18; a limited commercial branch – … or providing investment counselling or portfolio management services; controls a CRE or a body corporate that …
Role of the Independent Actuary
… ancillary agreements, such as shareholder agreements, management agreements, outsourcing agreements, investment management agreements, service agreements, custodial … effects of the agreement on matters such as investment management, new business strategy, administration, expense …
Securities Holdings Return
… provides advice related to the federal government debt management strategy and its debt distribution framework. … c49, c50, c51, and rows a102, a103, a104, a105). Total cash amount of margin loans to prime broker clients This is an aggregate value for the total outstanding cash amount of all margin loans extended to all prime broker …
Substantial Investments - Appendix A.4
… investment counselling services; providing portfolio management services; networking financial services; or acting …
Trading Income and Income from GoC Securities Trading (A3)
… strictly focused on GoC Bonds and Treasury Bills (T-Bills) cash transactions. Total Bank/Parent is intended as the … or gross trading income arising from Government of Canada cash transactions. The scope of this section is specifically focused on the cash trading activity of GoC securities generated at …
Superintendent Peter Routledge participates in RBC Canadian Bank CEO Conference
… of corporate governance, regulatory compliance management, and the oversight of culture risk. OSFI addresses … Where we see failures in governance, compliance management, or culture, OSFI will act urgently and … their true origins and purposes. For example, funds might flow through shell companies, offshore accounts, or seemingly …