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Substantial Investments - Appendix A.2
… investment diversification and professional investment management to the holders of their securities. In addition, … investment counselling services; providing portfolio management services; networking financial services; or acting … acting as real estate agent; specialized business management or advisory services, including acting as a …
2022-23 Departmental Plan
… from identifiable sources. Climate change will alter the cash flows generated by some capital assets and occasionally … the Canadian financial system; Expand and fortify our risk management capabilities and risk appetite to support strategic and operational management; and Embed our corporate values to enhance our …
Collateral and Pledging Report (H4)
… All excess collateral Encumbered central bank deposits Cash margin given The security leg of a repo transaction The … repos' breaks down reverse repos by collateral class). Cash and Due From Banks Cash (encumbered – included in Part B) Required deposits …
Appointed Actuary: Legal Requirements, Qualifications and Peer Review – Guideline (2023)
… participating policyholders and a policy respecting the management of each of the participating accounts (165(2)(e)) … and OSFI's Guideline E-16 Participating account management and disclosure to participating and adjustable … in the work of the AA by the public, by insurance company management and directors, and by supervisory authorities. It …
Internal Model Oversight Framework - Guideline (2019)
… and recommendations and report any disagreements to senior management, including the model executive. The insurer should …
Superintendent Peter Routledge participates in National Bank Annual Conference 2026 fireside chat
… risk. These tools can enhance productivity and risk management, but they can also be used by bad actors to … but to ensure it occurs within a framework of sound risk management. Institutions that succeed in this environment … in the U.S. have reinforced the importance of robust risk management practices. We are engaging insurers to better …
Advancing a more resilient and proportional banking regulatory framework in Canada
… and to ensure that institutions are holding enough cash or other liquid investments to provide for contingent … aim to strengthen the regulation, supervision and risk management of banks. The Basel III Framework has been phased …
Securities Holdings Return
… provides advice related to the federal government debt management strategy and its debt distribution framework. … c49, c50, c51, and rows a102, a103, a104, a105). Total cash amount of margin loans to prime broker clients This is an aggregate value for the total outstanding cash amount of all margin loans extended to all prime broker …
Superintendent Peter Routledge participates in RBC Canadian Bank CEO Conference
… of corporate governance, regulatory compliance management, and the oversight of culture risk. OSFI addresses … Where we see failures in governance, compliance management, or culture, OSFI will act urgently and … their true origins and purposes. For example, funds might flow through shell companies, offshore accounts, or seemingly …
OSFI response to draft Guideline B-15 consultation feedback
… (OSFI) issued its draft Guideline B-15 Climate Risk Management (the guideline) for public consultation. The … for federally regulated financial institutions’ (FRFIs) management of climate-related risks. It aims to support FRFIs … risks. For example, insurers may experience sudden cash outflows due to increased severity and frequency of …
Theresa Hinz, Executive Director of Policy and Risk Response and Jacqueline Friedland, Executive Director Risk Assessment and Intervention Hub deliver remarks for Quarterly Release Day
… touch on credit spreads and maturity assignments for cash equity positions in market risk capital as well as … climate-related data collection, reporting, and risk management. They also revealed key challenges such as data …
Superintendent Peter Routledge participates in a fireside chat at Bank of America Expert Insights Series
… and governance processes. Through our Credit Risk Management (CRM) Guideline consultation, we are aligning … - are a legitimate form of securitization with both risk management and capital optimization use cases. The points …
2021-22 Departmental Results Report
… enhance their awareness of emerging risks and related risk management processes. Under this goal, in 2021-22 OSFI: … year. The change is driven by an increase in OSFI’s cash entitlement (due to increased financial liabilities), … offset by a reduction in accrued base assessments. Cash entitlement represents the amount that OSFI is entitled …
Unlocking funds from a pension plan or from a locked-in retirement savings plan
… from a locked-in account. The funds may be withdrawn as cash, or transferred to a tax-deferred savings vehicle such … are met, then a person's pension may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as … or mental condition, the funds may be withdrawn in cash or transferred to a tax-deferred savings vehicle such as …
Legislative Framework for Foreign Banks
… FB parent to assist the FB in the provision of portfolio management services to its investment fund customers, is not … society or investment counselling services and portfolio management branch – 522.18; a limited commercial branch – … or providing investment counselling or portfolio management services; controls a CRE or a body corporate that …