Search
Search results
Phase 3 988 non-retail transactional level data call
Phase 3 988 non-retail transactional level data call Return file OSFI 988 - Non-Retail Phase 3 - Submission Template (XLSX, 224.98 KB) General instructions Phase 3 of the 988 non-retail data call is expanded to include wholesale lending (including …
Peter Routledge participates in a fireside chat at the Northwind Financial Forum
Peter Routledge participates in a fireside chat at the Northwind Financial Forum Check against delivery Moderator: Reflecting on your five-year tenure, what accomplishments are you most proud of, and are there areas where, in hindsight, you might have …
Pension Plan for the Public Service of Canada: Population and Mortality Study - Actuarial Study No. 25
… of the study period Missing key data such as birthdate Cash outs over the study period Inconsistent date of entry in …
Summary of Outcomes and Recommendations at the Conclusion of the Joint FSRA/OSFI Defined Contribution Pension Plans Committee
… of fees (i.e., provide definitions of investment fund management fees and operating expenses, record keeping fees …
Amalgamations
… with the rationale for the Connected Transactions and flow-charts depicting them; organizational charts showing the … Guideline E-17 – Background Checks on Directors and Senior Management of FREs , and for each individual that is not …
Frequently occurring regulatory findings
Frequently occurring regulatory findings Past newsletter articles Actuarial and funding OSFI regulation documents Defined benefit plans Defined contribution plans Actuarial Reports Actuarial reports submitted to OSFI are generally reviewed by the plan’s …
How ethical subjectivity complicates AI regulation
How ethical subjectivity complicates AI regulation Artificial intelligence Humans have biases, both conscious and unconscious. How any single individual or organization's biases take root – and how they manifest themselves – can be extremely complex to …
Domestic Stability Buffer
Domestic Stability Buffer The Domestic Stability Buffer (DSB) is a proactive, risk-based tool that helps ensure capital levels at Canada's largest banks, known as domestic systemically important banks , remain appropriate for system-wide risks. It …
Gender-based Analysis Plus for the 2024-2025 Departmental Plan
Gender-based Analysis Plus for the 2024-2025 Departmental Plan Departmental plans Introduction In 2018, Parliament passed the Canadian Gender Budgeting Act . The departmental plans and departmental results reports are being used to fulfill the President …
L3 Return - Operational Risk Event Data
L3 Return - Operational Risk Event Data Return files L3 - Appendix II (XLS, 53 KB) L3 - Return template (XLS, 85.5 KB) L3 - Validation rules (XLSX, 67.68 KB) Purpose The operational risk event data return consolidates the information required by the …
Termination of Business in Canada of an Authorized Foreign Bank
… the applicant’s assets in Canada Footnote 1 (e.g., senior management), based on the applicant’s policies, as well as a …
Quarterly intraday liquidity stress testing return instructions
… day in the quarter and should not include the impact of management actions (e.g., payment throttling). The Quarterly …
Mortgage Insurance Return – Section III – Definitions
… of Insurance Terms IRMI Risk and Insurance and Risk Management Terms However, definitions contained in this …
Loan-to-income limits for uninsured mortgage portfolios
Loan-to-income limits for uninsured mortgage portfolios Financial institutions are required to manage the volume of newly originated uninsured mortgage loans that exceed a 4.5x loan-to-income multiple. This supervisory measure is called a loan-to-income …
Pooled Registered Pension Plans - Guide for Saskatchewan Members
… that fall under this category may include an investment management fee and other administrative fees. Only costs in …